John Vazquez and Manuel Monasterio in Santa Fe, N.M., who manage $1.2 billion in client assets, move to Merrill from UBS.

Dan Arnold will serve as executive chairman at wealth management platform Stirlingshire Investments, which plans to launch an ...

Also, Glenmede hired four new executives, $2B RIA Novare hired a legacy planner from Vanguard, and Citi Private Bank snagged ...

Judges recognized companies for their outstanding support of financial advisors' success in various categories from among ...

Fintech supports client assets totaling more than $500 billion and plans to expand its AI capabilities and commercial team ...

Advisor Scott Kahan organized volunteer planning for victims' families, starting a movement that continues in the profession ...

In other deal news, OnePointBFG expands in Florida, two RFG Advisory firms merge, and Hightower pulls a $1.6 team into its ...

Mid-tier universities are offering more merit scholarships to fill freshman classes, creating new opportunities for families ...

The CLARITY Act needs 60 votes to advance, but both parties have expressed concerns about the crypto regulation legislation ...

Asset managers increasingly use the same AI tools and data, risking reduced differentiation and intellectual herding ...

Caroline Crenshaw, who left the SEC earlier this year, is joining Venable to advise clients on regulatory and securities ...

Investment news for financial advisors about using AI agents for investing, oil ETFs, risks in private credit and recovery in ...