LPL fired Eileen Cure in 2021 after a message about not wanting to hire Black workers went viral on TikTok. She is now appealing the dismissal of her efforts to vacate an $820,000 arb award against ...

Currently, managers can only charge on performance for certain qualified clients. The SEC is considering expanding those parameters.

ARK Invest has tokenized its Venture Fund through Securitize, making the closed-end interval fund available on Ethereum for eligible investors.

The insurance giant is replacing Wellington with Los Angeles Capital Management on the $437m NYLIM Balanced fund.

AllianceBernstein has announced the retirement of CEO Seth Bernstein, who will leave the firm on March 31, 2027. He will be replaced by Onur Erzan. Bernstein lead the firm for nearly a decade and will ...

Baillie Gifford's private equity trust enjoyed two bumper listings this year, but SpaceX's record-breaking IPO wasn't the biggest driver of gains.

UK wealth leaders highlight the potential opportunity for firms that do hire and develop more female staff, although there is no 'quick fix'.

This Week in Wealth breaks down the C-suite shuffle at Merit Financial Advisors, a $32bn Georgia-based RIA that has become one of the most acquisitive firms in the market. At the end of a year in ...

Asset managers have rolled out a wave of new ETFs, covering everything from active bonds to crypto and rare earths.

The value of the loan has recorded a sharp decline this week, and has seen a near 21.4% decline since the end of July.

Building a bespoke ETF range is harder than it looks. As managers scramble to launch their own branded funds, Amundi is betting its massive scale can make ‘ETF-as-a-Service’ work where Goldman Sachs ...